Investment services and protection of the retail client

Result code in IS VaVaI
<a href="https://www.isvavai.cz/riv?ss=detail&h=RIV%2F00216208%3A11220%2F15%3A10314516" target="_blank" >RIV/00216208:11220/15:10314516 - isvavai.cz</a>
Result on the web
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DOI - Digital Object Identifier
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Result language
angličtina
Original language name
Investment services and protection of the retail client
Original language description
The paper deals with selected legal instruments of protection of retail client in connection with provision of investment services in the financial market. The area of investment services is widely harmonized by European Law. The content of this paper ismainly categorization of particular instruments, their characterization and analysis of selected issues associated with their application. The paper focuses on analysis of the conduct of business rules. The effect of the most important rules is illustrated by the example of investment advice. Attention is also given to Private Law instruments of protection for the aggrieved investor in disputes with investment services providers. Within the paper the author presents several proposals that may help to increase the level of protection for retail clients. Certain problems are analysed based upon the example of the Czech Republic, the conclusions however can be applied also in other Member States, thanks to the harmonized regime of provisi
Czech name
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Czech description
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Type
J<sub>x</sub> - Unclassified - Peer-reviewed scientific article (Jimp, Jsc and Jost)
CEP classification
AG - Legal sciences
OECD FORD branch
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Publication year
2015
Confidentiality
S - Úplné a pravdivé údaje o projektu nepodléhají ochraně podle zvláštních právních předpisů

Name of the periodical
The Lawyer Quarterly, International Joumal for Legal Research
ISSN
1805-8396
e-ISSN
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Volume of the periodical
5
Issue of the periodical within the volume
1
Country of publishing house
CZ - CZECH REPUBLIC
Number of pages
8
Pages from-to
51-58
UT code for WoS article
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EID of the result in the Scopus database
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