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Financial Distress Warning and Risk Path Analysis for Chinese Listed Companies: An Interpretable Machine Learning Approach

The result's identifiers

  • Result code in IS VaVaI

    <a href="https://www.isvavai.cz/riv?ss=detail&h=RIV%2F00216224%3A14560%2F25%3A00141872" target="_blank" >RIV/00216224:14560/25:00141872 - isvavai.cz</a>

  • Result on the web

    <a href="https://www.sciencedirect.com/science/article/pii/S0264999325002834" target="_blank" >https://www.sciencedirect.com/science/article/pii/S0264999325002834</a>

  • DOI - Digital Object Identifier

    <a href="http://dx.doi.org/10.1016/j.econmod.2025.107288" target="_blank" >10.1016/j.econmod.2025.107288</a>

Alternative languages

  • Result language

    angličtina

  • Original language name

    Financial Distress Warning and Risk Path Analysis for Chinese Listed Companies: An Interpretable Machine Learning Approach

  • Original language description

    Financial distress is typically not a sudden occurrence, but rather the outcome of accumulated operational inefficiencies and external pressures. In China’s capital market, existing financial distress warning models offer limited interpretability, making it challenging for regulators to obtain a reliable basis for risk identification. To address this limitation, we propose an interpretable machine learning framework that integrates extreme gradient boosting with non-dominated sorting genetic algorithm II for multiobjective optimization, and Shapley additive explanations with interpretive structural modeling to reveal both the marginal effects and the risk formation pathways of financial indicators. Using empirical data from A-share listed firms between 2010 and 2024, the optimized model demonstrates a 3.32 % improvement in warning accuracy and a 2.15 % gain in efficiency compared with benchmark models. Furthermore, the findings show that the predictive influence of profitability diminishes as the lead time before financial distress increases. Overall, this study presents an interpretable model that enables regulators and policymakers to identify financial risks at earlier stages and implement targeted interventions in the market environment.

  • Czech name

  • Czech description

Classification

  • Type

    J<sub>imp</sub> - Article in a specialist periodical, which is included in the Web of Science database

  • CEP classification

  • OECD FORD branch

    50200 - Economics and Business

Result continuities

  • Project

  • Continuities

    V - Vyzkumna aktivita podporovana z jinych verejnych zdroju

Others

  • Publication year

    2025

  • Confidentiality

    S - Úplné a pravdivé údaje o projektu nepodléhají ochraně podle zvláštních právních předpisů

Data specific for result type

  • Name of the periodical

    ECONOMIC MODELLING

  • ISSN

    0264-9993

  • e-ISSN

    1873-6122

  • Volume of the periodical

    152

  • Issue of the periodical within the volume

    November

  • Country of publishing house

    NL - THE KINGDOM OF THE NETHERLANDS

  • Number of pages

    15

  • Pages from-to

    1-15

  • UT code for WoS article

    001565684500001

  • EID of the result in the Scopus database

    2-s2.0-105014535097