Investment services and protection of the retail client

Kód výsledku v IS VaVaI

<a href="https://www.isvavai.cz/riv?ss=detail&h=RIV%2F00216208%3A11220%2F15%3A10314516" target="_blank" >RIV/00216208:11220/15:10314516 - isvavai.cz</a>

Výsledek na webu

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DOI - Digital Object Identifier

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Jazyk výsledku

angličtina

Název v původním jazyce

Investment services and protection of the retail client

Popis výsledku v původním jazyce

The paper deals with selected legal instruments of protection of retail client in connection with provision of investment services in the financial market. The area of investment services is widely harmonized by European Law. The content of this paper ismainly categorization of particular instruments, their characterization and analysis of selected issues associated with their application. The paper focuses on analysis of the conduct of business rules. The effect of the most important rules is illustrated by the example of investment advice. Attention is also given to Private Law instruments of protection for the aggrieved investor in disputes with investment services providers. Within the paper the author presents several proposals that may help to increase the level of protection for retail clients. Certain problems are analysed based upon the example of the Czech Republic, the conclusions however can be applied also in other Member States, thanks to the harmonized regime of provisi

Název v anglickém jazyce

Investment services and protection of the retail client

Popis výsledku anglicky

The paper deals with selected legal instruments of protection of retail client in connection with provision of investment services in the financial market. The area of investment services is widely harmonized by European Law. The content of this paper ismainly categorization of particular instruments, their characterization and analysis of selected issues associated with their application. The paper focuses on analysis of the conduct of business rules. The effect of the most important rules is illustrated by the example of investment advice. Attention is also given to Private Law instruments of protection for the aggrieved investor in disputes with investment services providers. Within the paper the author presents several proposals that may help to increase the level of protection for retail clients. Certain problems are analysed based upon the example of the Czech Republic, the conclusions however can be applied also in other Member States, thanks to the harmonized regime of provisi

Druh

J_x - Nezařazeno - Článek v odborném periodiku (Jimp, Jsc a Jost)

CEP obor

AG - Právní vědy

OECD FORD obor

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Projekt

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Návaznosti

S - Specificky vyzkum na vysokych skolach

Rok uplatnění

2015

Kód důvěrnosti údajů

S - Úplné a pravdivé údaje o projektu nepodléhají ochraně podle zvláštních právních předpisů

Název periodika

The Lawyer Quarterly, International Joumal for Legal Research

ISSN

1805-8396

e-ISSN

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Svazek periodika

5

Číslo periodika v rámci svazku

1

Stát vydavatele periodika

CZ - Česká republika

Počet stran výsledku

8

Strana od-do

51-58

Kód UT WoS článku

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EID výsledku v databázi Scopus

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