Inducements in EU Legislation with a Focus on Enhancing the Quality of Services

Kód výsledku v IS VaVaI

<a href="https://www.isvavai.cz/riv?ss=detail&h=RIV%2F00216208%3A11220%2F19%3A10405233" target="_blank" >RIV/00216208:11220/19:10405233 - isvavai.cz</a>

Výsledek na webu

<a href="https://verso.is.cuni.cz/pub/verso.fpl?fname=obd_publikace_handle&handle=zjaR60.TIb" target="_blank" >https://verso.is.cuni.cz/pub/verso.fpl?fname=obd_publikace_handle&handle=zjaR60.TIb</a>

DOI - Digital Object Identifier

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Jazyk výsledku

angličtina

Název v původním jazyce

Inducements in EU Legislation with a Focus on Enhancing the Quality of Services

Popis výsledku v původním jazyce

Conflict of interests between investment firms and its clients is an undesirable phenomenon. Investment firms tend to offer services to its clients that are in the best interest of these investment firms, rather than in the best interest of its clients. This article describes the development of inducements regime, starting with the Council Directive 93/22/ECC, through MiFID up to MiFID II and its implementing directives. It focuses on the analysis of the scope and depth of regulation of inducements in the mentioned directives and their comparison. A special focus is devoted to the provision of an additional or higher level service. There is an example at the end of this article demonstrating the strengthening of the EU regulation of inducements in the course of time.

Název v anglickém jazyce

Inducements in EU Legislation with a Focus on Enhancing the Quality of Services

Popis výsledku anglicky

Conflict of interests between investment firms and its clients is an undesirable phenomenon. Investment firms tend to offer services to its clients that are in the best interest of these investment firms, rather than in the best interest of its clients. This article describes the development of inducements regime, starting with the Council Directive 93/22/ECC, through MiFID up to MiFID II and its implementing directives. It focuses on the analysis of the scope and depth of regulation of inducements in the mentioned directives and their comparison. A special focus is devoted to the provision of an additional or higher level service. There is an example at the end of this article demonstrating the strengthening of the EU regulation of inducements in the course of time.

Druh

J_ost - Ostatní články v recenzovaných periodicích

CEP obor

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OECD FORD obor

50501 - Law

Projekt

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Návaznosti

S - Specificky vyzkum na vysokych skolach

Rok uplatnění

2019

Kód důvěrnosti údajů

S - Úplné a pravdivé údaje o projektu nepodléhají ochraně podle zvláštních právních předpisů

Název periodika

Daně a finance

ISSN

1801-6006

e-ISSN

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Svazek periodika

27

Číslo periodika v rámci svazku

3-4

Stát vydavatele periodika

CZ - Česká republika

Počet stran výsledku

6

Strana od-do

39-44

Kód UT WoS článku

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EID výsledku v databázi Scopus

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